Compliance Officer for a Financing start up company

Mandaluyong, National Capital Region

Posted today

Company:: John Clements Recruitment Inc.
Company Description:: John Clements Consultants, the pioneer in Executive Search since 1974, has played a significant role in transforming thousands of Filipino and other Southeast Asian professionals into extraordinary leaders. Forty-seven years later, John Clements continues to offer superior services that included recruitment (from non-managerial to C-level positions), large scale staffing, RPO, outsourced staffing, overseas recruitment, leadership development training with digital learning platforms, 360-degree assessment and coaching all specially designed for our partners’ needs. Keeping ahead of the game in digitalization, we also invested in AI and Data Science. Working with CrossKnowledge, a global leader in digital learning solutions, and Zenger Folkman, enables John Clements to offer world-class talent development programs that elevate the leadership capabilities of professionals, transforming them into extraordinary leaders of change. Our “deep purpose” as a company is to build our country, uplift the lives of Filipinos, and develop successful leaders.
Contract Type:: Full Time
Experience Required:: 3 to 4 years
Education Level:: Bachelor’s Degree
Number of vacancies:: 1

Job Description

This critical role is essential to ensure that all regulatory requirements are met and that the company operates within legal and ethical boundaries. The details of the role are as follows:
Key Responsibilities:
• Ensure SEC filings, including GIS and AFS, are completed accurately and submitted on time.
• Monitor compliance with AML regulations, data privacy laws, and financial compliance standards.
• Assess risks, identify compliance issues, and develop preventive strategies.
• Liaise with regulatory bodies and ensure timely reporting.
• Adapt to regulatory changes and conduct fieldwork as necessary.

Budget Salary: PHP 30,000 to PHP 40,000, negotiable depending on the candidate’s current compensation and years of relevant experience.

Qualifications:
• Education: Bachelor’s Degree in Law, Business Administration, Finance/Accounting, or a related field.
• Industry Knowledge: AML regulations, data privacy laws, and financial compliance standards.
• Analytical Skills: Strong ability to assess risks, identify compliance issues, and develop preventive strategies.
• Communication Skills: Excellent written and verbal communication skills for reporting and liaison with regulatory bodies.
• Experience: 3-5 years in a finance or related sector compliance role.
• Flexibility: Willingness to adapt to regulatory changes and conduct fieldwork when necessary.

Proposed Salary Range: PHP 30,000 to PHP 40,000, negotiable depending on the candidate’s current compensation and years of relevant experience.

We are keen to fill this role as soon as possible