Compliance Officer - Makati - Hybrid
Makati, National Capital Region
Posted 5 days ago
- Company:
- Dempsey Resource Management Inc.
- Company Description:
- Dempsey Resource Management Inc. (DEMPSEY) is an executive search and referral services company. We do assist our client companies in the sourcing of competent and qualified candidates to fill up various job positions in their organization. The job positions we are targeting for our referred candidates are those intended for direct hiring by our clients. Our company is not a contracting agency. We do not hire and deploy people to other companies for contractual, temporary jobs or even special projects.
- Contract Type:
- Full Time
- Experience Required:
- 5 to 10 years
- Education Level:
- Bachelor’s Degree
- Gender:
- Any
- Number of vacancies:
- 1
Job Description
SALARY RANGE: ₱40,000 - ₱60,000 - Can be higher depending on qualifications
WORK LOCATION: Makati City
WORK SCHEDULE: Hybrid Setup | WFH = 1 Day, ONSITE = 4 Days | FLEXTIME: Core hours of 10:00 AM- 5:00 PM
- Graduate of any business course/s, preferably with Accounting orAuditing background
- Must have at least 5 years of relevant work experience in securities regulations matters and an understanding of the mutual fund companies
- Working knowledge on basic legal and regulatory requirements as well as laws, rules and regulations on security laws, investment company laws, AMLA, Data Privacy Law and those relating to compliance with reportorial requirements
- Possess an independent attitude to identify compliance deficiencies in the various units
- Must be organized, resourceful, able to multitask, can work in a fast-paced environment