Compliance Officer / Hybrid

Makati, National Capital Region

Posted 6 days ago


Company:: Dempsey Resources Management Inc
Company Description:: We are an executive search company engaged in the sourcing and referral of college graduates and professionals in the fields of Accounting, Finance, Engineering, Sales, Marketing, Web & Programming, HR & Admin, Behavioral Science, Arts and related fields. Our candidates are competitive. We source and refer not only graduates of Metro Manila schools but also those top graduates of provincial and state colleges and universities. Majority of our successful placements are graduates and board passers from outside Metro Manila.
Contract Type:: Full Time
Experience Required:: 5 to 10 years
Education Level:: Bachelor’s Degree
Gender:: Any
Number of vacancies:: 1

Job Description

- At least 5 years relevant work experience in securities regulations matters and an understanding of the mutual fund companies
- 35 – 45 years old.
- Working knowledge on basic legal and regulatory requirements as well as laws, rules and regulations on security laws, investment company laws, AMLA, Data Privacy law and those relating to compliance with reportorial requirements.
- Graduate of any business course, preferably with accounting or auditing background.
- Possess an independent attitude to identify compliance deficiencies in the various units.
- Must be organized, resourceful, able to multitask, can work in a fast-paced environment.

Salary range: 40k to 60k (can be higher depending on qualifications)