Compliance Associate Supervisor

Makati, National Capital Region

Posted today


Company:: Dempsey Resource Management Inc.
Company Description:: Dempsey Resource Management Inc. (DEMPSEY) is an executive search and referral services company. We do assist our client companies in the sourcing of competent and qualified candidates to fill up various job positions in their organization. The job positions we are targeting for our referred candidates are those intended for direct hiring by our clients. Our company is not a contracting agency. We do not hire and deploy people to other companies for contractual, temporary jobs or even special projects. Our Goal We strive to become a significant venue both for private companies and professionals for the purpose of matching their respective needs, creating opportunities for productive, meaningful and long-term employment. Our Desires To provide companies (CLIENT) quality service and assistance to ease their direct hiring process by way of sourcing, profiling, prequalifying and endorsing applicants in the most prompt and efficient manner; To provide opportunities to professionals (APPLICANT) in their quest to find the right job that will hone their natural talent, enhance their acquired skills, and maximize their potential to become an efficient, productive and successful employee; To promote and nurture our staff and personnel (EMPLOYEE) to strive for excellence in providing executive search and placement services; To create an ideal office-work environment (OFFICE) that will make our people inspired in their assigned tasks, and to encourage competitive cooperation among them, and reward productivity; To sustain our operation (STOCKHOLDERS) and the above pillars of good service by way of decent return on investments, providing incentives and satisfaction to all our stakeholders
Contract Type:: Full Time
Experience Required:: 2 years
Education Level:: Bachelor’s Degree
Number of vacancies:: 1

Job Description

Job Qualifications/Specifications:
Educational Attainment:
✓ Bachelor’s degree in accountancy, financial management, business management or related
fields.
Experience:
✓ Minimum two (2) years of experience in Compliance, Audit, or Risk Management in HMO,
insurance industry or related field.

Job Description:
✓ Provide assistance to the Compliance Officer with respect to all compliance matters to
ensure that the company is conducting its business in full compliance with relevant regulations.
✓ Conduct an Independent Compliance Testing (ICT) and prepare compliance reports
summarizing the findings/recommendations for presentation to management.
✓ Assist the Compliance Officer in overseeing, coordinating, and managing the implementation
of compliance program which includes identification, monitoring and mitigating the compliance
risks.
✓ Assist the Compliance Officer in developing, implementing, and maintaining the company’s
compliance and AML programs, policies and procedures to ensure adherence to all applicable
laws, regulations and industry standards.
✓ Assist the Compliance Officer in monitoring the regulatory changes and provide guidance to
the company to mitigate compliance risk and impact.
✓ Assist the Compliance Officer in maintaining a strong relationship with regulatory bodies.
✓ Ensure training requirements are conducted for employees, officers and directors to promote
a culture of compliance. Perform compliance training to employees, officers and directors for
compliance information.
✓ Assist the Compliance Officer in ensuring compliance with the Code of Governance.
✓ Monitor and execute timely submission of regulatory reports to regulatory bodies.
Coordinate with relevant units/department to ensure compliance with the regulatory
requirements.
✓ Assist the Compliance Officer in cascading new regulatory requirements to relevant units and
senior management.
✓ Assist the Compliance Officer to foster a strong risk and compliance culture across the
organization.
✓ Perform administrative tasks as delegated by the Compliance Officer.