Compliance Associate
Makati, National Capital Region
Posted today
- Company:
- Dempsey Resource Management Inc.
- Company Description:
- Dempsey Resource Management Inc. (DEMPSEY) is an executive search and referral services company. We do assist our client companies in the sourcing of competent and qualified candidates to fill up various job positions in their organization. The job positions we are targeting for our referred candidates are those intended for direct hiring by our clients.
- Contract Type:
- Full Time
- Experience Required:
- 2 years
- Education Level:
- Bachelor’s Degree
- Number of vacancies:
- 1
Job Description
Educational Attainment:
✓ Bachelor’s degree in accountancy, financial management, business management or related fields.
Experience:
✓ Minimum two (2) years of experience in Compliance, Audit, or Risk Management in HMO, insurance industry or related field.
Job Description:
✓ Provide assistance to the Compliance Officer with respect to all compliance matters to ensure that the company is conducting its business in full compliance with relevant regulations.
✓ Conduct an Independent Compliance Testing (ICT) and prepare compliance reports summarizing the findings/recommendations for presentation to management.
✓ Assist the Compliance Officer in overseeing, coordinating, and managing the implementation of compliance program which includes identification, monitoring and mitigating the compliance risks.
✓ Assist the Compliance Officer in developing, implementing, and maintaining the company’s compliance and AML programs, policies and procedures to ensure adherence to all applicable laws, regulations and industry standards.
✓ Assist the Compliance Officer in monitoring the regulatory changes and provide guidance to the company to mitigate compliance risk and impact.
✓ Assist the Compliance Officer in maintaining a strong relationship with regulatory bodies.
✓ Ensure training requirements are conducted for employees, officers and directors to promote a culture of compliance. Perform compliance training to employees, officers and directors for compliance information.
✓ Assist the Compliance Officer in ensuring compliance with the Code of Governance.
✓ Monitor and execute timely submission of regulatory reports to regulatory bodies. Coordinate with relevant units/department to ensure compliance with the regulatory requirements.
✓ Assist the Compliance Officer in cascading new regulatory requirements to relevant units and senior management.
✓ Assist the Compliance Officer to foster a strong risk and compliance culture across the organization.
✓ Perform administrative tasks as delegated by the Compliance Officer.
- Salary:
- ₱30,000.00 Monthly
