Compliance Associate-Supervisor

Makati, National Capital Region

Posted 2 days ago

Company:: Dempsey Resource Management Inc.
Company Description:: Dempsey Resource Management Inc. (DEMPSEY) is an executive search and referral company that helps clients find talent and candidates find jobs. They use preliminary assessments to match candidates with client requirements.
Contract Type:: Full Time
Experience Required:: 1 year
Education Level:: Bachelor’s Degree
Number of vacancies:: 1

Job Description

COMPLIANCE ASSOCIATE – SUPERVISOR

Job Type: Full-time (Makati Office)
Salary Offer: Php 25,000-30,000 (depends on qualifications)
Work Schedule: Mon-Fri 8:30am-5:30pm

Job Qualifications/Specifications:

Educational Attainment:
✓ Bachelor’s degree in accountancy, financial management, business management or related
fields.
Experience:
✓ Minimum two (2) years of experience in Compliance, Audit, or Risk Management in HMO,
insurance industry or related field.
Job Description:
✓ Provide assistance to the Compliance Officer with respect to all compliance matters to
ensure that the company is conducting its business in full compliance with relevant regulations.
✓ Conduct an Independent Compliance Testing (ICT) and prepare compliance reports
summarizing the findings/recommendations for presentation to management.
✓ Assist the Compliance Officer in overseeing, coordinating, and managing the implementation
of compliance program which includes identification, monitoring and mitigating the compliance
risks.
✓ Assist the Compliance Officer in developing, implementing, and maintaining the company’s
compliance and AML programs, policies and procedures to ensure adherence to all applicable
laws, regulations and industry standards.
✓ Assist the Compliance Officer in monitoring the regulatory changes and provide guidance to
the company to mitigate compliance risk and impact.
✓ Assist the Compliance Officer in maintaining a strong relationship with regulatory bodies.
✓ Ensure training requirements are conducted for employees, officers and directors to promote
a culture of compliance. Perform compliance training to employees, officers and directors for
compliance information.
✓ Assist the Compliance Officer in ensuring compliance with the Code of Governance.
✓ Monitor and execute timely submission of regulatory reports to regulatory bodies.
Coordinate with relevant units/department to ensure compliance with the regulatory
requirements.
✓ Assist the Compliance Officer in cascading new regulatory requirements to relevant units and
senior management.
✓ Assist the Compliance Officer to foster a strong risk and compliance culture across the
organization.
✓ Perform administrative tasks as delegated by the Compliance Officer.