Start Your Career as Risk and Compliance Auditing Specialist Now
QC, National Capital Region
Posted today
- Company:
- Neksjob Corporation
- Company Description:
- Neksjob is an outsourcing and social enterprise that provides quality services to our clients locally and abroad. We are driven by the innate desire to bring about change by encouraging out of the box solutions to well-worn path challenges at a cost-effective rate. We aim to bridge the gap between countries and cultures, distance and time zones, to bring the world closer through the help of emerging technology.
- Contract Type:
- Full Time
- Experience Required:
- 2 years
- Education Level:
- Bachelor’s Degree
- Number of vacancies:
- 100
Job Description
WORK SETUP: Return to Office
Seeking a Compliance Specialist professional (at least 2 years' experience) in financial services (with special focus on insurance, consumer credit and debt collection regulations) for the United Kingdom, on a permanent basis.
RESPONSIBILITIES:
The Compliance Specialist's duties and responsibilities include (but are not limited to):
• Implementing and maintaining policies and procedures to ensure compliance by NextGen and their employees with the applicable rules, regulations and internal policies.
• Ensuring all controls and deliverables listed in NextGen’s Compliance Monitoring Plan are performed accurately and timely. These include in particular
• Appointed Representative annual reviews and self-assessment
• Financial Crime Risk assessment
• Ensuring compliance with Consumer Duty regulation
• Ensuring Fitness & Propriety of Directors and Certified individuals
• Timely preparation and filing of Regulatory Reports
• Main
